Auditors Play a Critical Role Within the Securities Industry
“Regulator’s Watchful Eyes” The Public Company Accounting Oversight Board (the “PCAOB”) which is overseen by the Securities and Exchange Commission […]
View ArticleRecent PCAOB Developments in the Broker-Dealer World
Late summer/early fall brought further PCAOB commentary, offering insight into the direction of the PCAOB’s permanent inspection proposal, which is […]
View ArticleWho is Mazars?
WHO IS MAZARS? All Industries Mazars USA LLP We are pleased to announce an exciting development for […]
View ArticleRecent PCAOB Developments in the Broker Dealer World
Another Annual Inspection Report It’s late summer, which means the PCAOB Annual Report on the Interim Inspection Program Related to […]
View ArticleIndividual and Entity 2017 Tax Update Webcast
All Industries December 5, 2017 | 11 AM EST Richard Bloom | Partner, Mazars USA LLP Tifphani White-King | Partner, […]
View ArticleVenturing Abroad: Interview with Jean-Paul Conoscente, President & CEO of...
Could you please start by letting us know about yourself ? I’m the CEO for the Americas at SCOR Global […]
View ArticleBig Changes Are In Store For 2017, 2018 Broker Dealer Audits
It’s that time of the year again where most broker dealers, FINOPs, and auditors are hectically working to comply with […]
View ArticleBroker Dealer Conference
CONFERENCES | Broker Dealers May 4, 2017 | New York, NY Learn more about this event. Description Charles Pagano, Partner […]
View ArticleNSCP National Conference
CONFERENCES | Financial Services October 16-18, 2017 | Washington, DC Learn more about this event. Description Mazars USA will exhibit at […]
View ArticleFinancing Alternatives for Businesses
Whether you are a start-up or have been in business for years, you will at one time or another need financing. The cash flow of a business is arguably the most crucial element to keeping operations...
View ArticleWhy Buy-Sell Planning Can’t Wait
Most business owners understand and appreciate the need for a properly drafted buy–sell agreement, but too many operate without one – the demands of day-to-day operations relegate such planning to the...
View ArticleThe Benefits of an Audit of Your Registered Investment Advisor
Over the past few years, we have witnessed continued interest in mergers, acquisitions and consolidations of Registered Investment Advisers (“RIAs”). Acquisitions of RIAs are motivated by higher...
View ArticleMazars’ Broker Dealer Forum
HOSTED EVENT | Broker Dealer September 17, 2019 New York, NY Description Mazars USA is hosting a broker dealer forum on September 17 in New York City. Please join our Financial Services Partners at...
View ArticleInnovating to Thrive: Who Owns the Data?
The post Innovating to Thrive: Who Owns the Data? appeared first on The Ledger - Mazars USA.
View ArticleCOVID Talks, Episode 6 | Financial Services Spotlight on Broker-Dealer and Banks
April 2020 Description This episode of COVID Talks is a focused spotlight on regulatory responses in the financial sector as it relates to the current pandemic. Alisha and Tashonda hand… The post COVID...
View ArticleCECL Updates – Impacts and Considerations During COVID-19
WEBCAST April 27, 2020 | 11 AM ET Charles V. Abraham | Partner, Financial Services Practice Leader, Mazars USA Ranjit Jaswal… The post CECL Updates – Impacts and Considerations During COVID-19 appeared...
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